*all data as of September 30, 2015.
Investment advisory services in North America are provided through four different SEC-registered investment advisers: Cutwater Asset Management Corp. (CAMC), Cutwater Investor Services Corp. (CISC), Pareto Investment Management Limited (PIML) and Pareto New York LLC (PNY). For the purpose of these materials, these firms are referred to as "Insight North America." The North American investment advisers are associated with a broader group of global investment managers that also use the corporate brand Insight Investment and may be referred to as "Insight", "Insight Group" or "Insight Investment".
CISC, CAMC and PIML each provide asset management services. CISC and CAMC are investment advisers registered with the Securities and Exchange Commission (SEC) each with its principal place of business at 200 Park Avenue, New York, NY, 10166. PIML is an investment adviser registered with the SEC and is authorised and regulated by the Financial Conduct Authority (no. 416024). Registered in England and Wales. Registered number: 03169281. Registered office: 160 Queen Victoria Street London EC4V 4LA, UK. PIML is also registered with the CFTC as a Commodity Trading Advisor and Commodity Pool Operator and is a member of the National Futures Association (NFA). PNY is registered as an investment adviser with the SEC and with the CFTC as a Commodity Trading Advisor and is a member of the NFA. PNY has its principal place of business at 200 Park Avenue, New York, NY, 10166. PNY markets all of Insight's strategies and provides client servicing for its North American clients. PNY does not recommend any investment or provide advice in the course of marketing Insight strategies. All entities are wholly owned subsidiaries of the Bank of New York Mellon Corporation.